AML/BSA Compliance Platform:
Online Training, Certificate Tracking,
Policy Review & Risk Assessment
Built and supported by compliance professionals who understand what regulators actually look for.
Online training, certificate tracking, policy review, risk assessment support, and practical compliance guidance, tools and professional support to help you build and maintain a defensible AML/BSA compliance program.
Start training your team immediately. Real compliance professionals handle the rest.
Live portal. Real data. No sales pitch.
No mandatory sales call. Buy online instantly, with a compliance professional available when you need help.
Does Your Business Need
BSA/AML Compliance?
If your business is licensed by a state financial regulator or registered with FinCEN, you almost certainly have BSA/AML obligations. Here is what is at stake and how Soflo closes the gap.
The Problem
Compliance gaps are expensive
- BSA/AML obligations reach far beyond banks, covering MSBs, mortgage lenders, fintechs, real estate, title, crypto, casinos and more.
- Most examination findings are simple gaps: an outdated policy manual, missing training records, or an independent review that was not truly independent.
- Left unaddressed, gaps can lead to civil money penalties, corrective action plans, and license risk.
The Solution
One platform, active day one
- One platform for the core program elements: training, completion tracking, policy review, and risk assessment support.
- Your team can start the same day you subscribe, with no consultant kickoff and no waiting.
- Examiner-ready records and reports you can export whenever they are requested.
The Tools to Stay
Compliant Year After Year
Four core compliance requirements. One streamlined platform. Stop juggling spreadsheets, PDFs, and emails. Do it all here and stay audit-ready.
AML Program Review & Gap Analysis
A professional, documentary review of your existing AML/BSA policies, procedures, and controls to identify gaps, weaknesses, and remediation priorities against FinCEN examination standards.
Annual Risk Assessment
Structured inputs for customer risk, products & services, transaction volume, and high-risk jurisdiction exposure. Automatically updates whenever your business activities change.
Policies & Procedures Review
Review and update your BSA/AML policies to reflect the latest regulations, your most recent risk assessment, and any gaps identified in audits or internal reviews.
Annual Employee Training
Video-based BSA/AML modules covering CDD, SAR reporting, OFAC, and role-specific content, with progress tracking, completion records, and downloadable certificates.
Compliance Dashboard
A single view of your compliance status across all four requirements: audit, training, risk review, and policy updates, so nothing falls through the cracks.
Document Storage & Reporting
Centralized document storage for all your compliance records, with exportable audit-ready reports and automated reminders for upcoming annual deadlines.
Keep Your Training Records Exam-Ready
Completing annual training is only part of compliance. See how the Soflo Consulting LMS helps you assign training, monitor employee progress, store certificates, track renewal dates, and export clear reports when an examiner asks.
Full Control Over Your
Compliance Program
Manage your entire AML/BSA training program from one centralized admin portal, built for control, visibility, and ease.
- Add or remove team members in seconds
- Assign managers to oversee training and compliance
- Track employee progress in real time
- Send automatic reminders to keep everyone on schedule
- Generate and print certificates of completion instantly
Barcode-Verified Certificates
Each certificate includes a unique barcode for independent verification, giving you and regulators added confidence in the integrity of your records.
Everything you need to manage compliance without manual follow-up or oversight gaps.
Don't take our word for it. Try it yourself.
The live demo is open right now. No login, no mandatory sales call, no waiting. Click around the real portal and see exactly what you're getting before you commit to anything.
100%
Completion tracked
Instant Certs
Auto-generated on completion
Built for Every Regulated
Industry
Whether you run a money services business, a fintech startup, or a real estate firm, Soflo is designed to meet the specific AML-BSA obligations of your industry.
Don't see your industry? Contact us, we likely cover it.
Build the Core of Your AML Program
in Days, Not Months
No compliance background required. Our guided process walks your entire team through every requirement step by step, start to finish.
Set Up Your Compliance Profile
Answer a few questions about your business type and team size. We automatically configure the right compliance program for your regulatory requirements no guesswork.
- Compliance calendar created
- Team members invited
- Program requirements confirmed
Complete Guided Video Modules
Employees work through interactive BSA/AML video training at their own pace from any device. You track every completion in real time from your admin dashboard.
- 100% staff completion tracked
- Progress visible in dashboard
- Auto-reminders for stragglers
Issue Certificates & Go Audit-Ready
Every employee automatically receives a dated certificate of completion. Export examiner-ready compliance reports at any time even if an auditor shows up tomorrow.
- Certificates auto-generated
- Audit-ready reports exported
- Annual renewal scheduled
Typical Setup Timeline
Day 1
Account setup & team enrollment
Day 1–2
Employees complete training modules
Day 2–3
Certificates issued, reports generated
Ongoing
Annual renewals handled automatically
AML/BSA Compliance Solutions for Every Stage of Your Business
Always the Latest 2026 FinCEN-Aligned Content
Choose your industry, team size, and compliance needs. Transparent pricing for training, program reviews, custom program creation, and banking partner readiness.
Your subscription includes the latest course content, continuously refreshed to reflect current FinCEN rules and exam priorities, never locked to a single training year.
Every subscriber gets access to the most current AML/BSA training modules and a compliance certificate that stays valid for 12 months from the completion date. As regulations evolve, your content is kept up to date, so your team is always covered.
Purchase
anytime
Course Access
always current
Certificate
12 months
See how pricing scales with your team size
Select the total number of employees who need training. Training Only is priced per employee. Review and Creation include training for the first employee, and additional team members can be added.
Select Your Service
Training is priced per employee. Review and Creation are company-level services that include training for 1 employee. Additional training seats may be added for the rest of the team.
Training Only
Annual AML/BSA awareness training and certification for every employee who needs training.
Select the total number of employees who require annual AML/BSA training.
- Annual AML/BSA video training modules
- Employee progress & completion tracking
- Downloadable certificates of completion
- Automated annual renewal reminders
- Compliance reporting exports
- Email support
AML/BSA Program Review
Professional review of your company's existing AML/BSA compliance program. Not priced per employee.
Review of one company's existing AML/BSA compliance program
This review is not an independent audit or third-party compliance test.
1 employee training seat included
Add more training seats for the rest of your team as needed.
- Includes 1 complimentary AML/BSA training seat
- Includes training for 1 employee, plus the company-level Review services below
- Review of your existing AML/BSA program documents (one legal entity)
- Written gap analysis identifying deficiencies, inconsistencies and misalignment
- Prioritized, risk-based remediation recommendations
- One round of written follow-up questions within 30 days
Custom AML/BSA Program Creation
Professional development of a customized AML/BSA compliance program for your company. Not priced per employee.
Custom AML/BSA program development for one company
1 employee training seat included
Add more training seats for the rest of your team as needed.
- Includes 1 complimentary AML/BSA training seat
- Includes training for 1 employee, plus the company-level Creation services below
- Development of your written AML/BSA Compliance Program document
- BSA/AML risk assessment with a documented scoring methodology
- Customer due diligence (CDD) & beneficial ownership procedures
- Suspicious activity identification, escalation & reporting procedures
- Recordkeeping and retention procedures
- Version control and change log documentation
- Two rounds of Client-requested revisions
AML/BSA Banking Partner Readiness
Prepare your company's AML/BSA program and supporting documentation for banking-partner due diligence.
Service Highlights
- AML/BSA program readiness assessment
- Risk assessment, CDD and EDD framework review
- OFAC/sanctions-control and transaction-monitoring framework review
- Supporting document inventory and gap identification
- Review of the AML/BSA portion of a banking-partner diligence questionnaire
- Preparation for banking-partner compliance discussions
- Written readiness findings and action items
Eligibility: Requires AML/BSA Program Review or Custom AML/BSA Program Creation. Not available with Training Only.
Charged in addition to your selected plan. Priced per company, not per employee.
Shown separately from your recurring annual fee and never included in annual renewal totals.
You'll choose Training + Review or Training + Creation to qualify.
Learn morePricing may differ based on your business type and the complexity of your business model.
Want to see it in action first?
Explore the live portal with real demo data. No login needed.
What is Included in Every Plan
- Latest 2026 FinCEN-aligned course content
- Certificate valid for 12 months from completion
- LMS access: admin + all employees
- Employee progress & completion tracking
- Automated annual renewal reminders
- Instant access after purchase
See Exactly What's Included
All four services side by side (training, program review, program creation, and the Banking Partner Readiness add-on), so you know precisely what your team gets from day one.
Training & Certification
Document Review (Existing Docs Required, Not Independent Testing)
Document Creation (Built From Scratch)
Support
Instant access · no sales call required
Learn more about Training + Review| Features | Add-OnBanking Partner Readiness$6,500 one-time add-onRequires Training + Review or Training + CreationLearn more | |||
|---|---|---|---|---|
| Training & Certification | ||||
| Annual AML/BSA video training modules | ||||
| Employee progress & completion tracking | ||||
| Downloadable certificates of completion | ||||
| Automated annual renewal reminders | ||||
| Compliance reporting exports | ||||
| Document Review (Existing Docs Required, Not Independent Testing) | ||||
| Review of client-supplied existing AML/BSA materials | ||||
| Gap identification against current FinCEN standards | ||||
| Review of existing AML/BSA policy & procedures | ||||
| Standalone written gap-analysis / remediation report | ||||
| One round of written follow-up questions within 30 days | ||||
| Document Creation (Built From Scratch) | ||||
| Brand-new institutional BSA/AML risk assessment | ||||
| Custom AML & BSA policy manual for your company | ||||
| Customer risk rating methodology & procedures | ||||
| FinCEN regulatory update tracking | ||||
| Support | ||||
| Email support | ||||
| Priority compliance support | ||||
| Banking Partner Readiness (Add-On) | ||||
| AML/BSA program readiness assessment | ||||
| Risk assessment, CDD and EDD framework review | ||||
| OFAC/sanctions-control and transaction-monitoring framework review | ||||
| Supporting document inventory and gap identification | ||||
| Review of the AML/BSA portion of a banking-partner diligence questionnaire | ||||
| Preparation for banking-partner compliance discussions | ||||
| Written readiness findings and action items | ||||
| Requires Training + Review or Training + Creation, not sold with Training Only | ||||
| Learn more | Learn more | Learn more | Learn more | |
Still have questions?
We've answered the questions we hear most often. If you don't see yours here, our compliance team typically responds within one business hour.
Still not sure which plan fits?
Our compliance specialists review your business type and regulatory obligations for free, no sales pressure, just honest guidance.
Talk to a specialist →Start Your Compliance Program Today, Not Next Month
Soflo is an AML/BSA compliance platform backed by compliance professionals. Subscribe and your staff can begin training immediately, your policy work kicks off right away, and your program is active from day one.
Staff Start Training the Same Day
The moment you subscribe, your team gets access to the training portal. Assign courses, track progress, and issue certificates without waiting on a consultant or a kickoff call.
Policy Creation or Review, Built In
Need a written AML program from scratch, or a review of what you already have? Both are included depending on your plan, so you never need a separate vendor.
Audit-Ready Documentation, Always
Every completed workflow generates examiner-formatted documentation. Export certificates, training logs, and audit reports at any time, even if an examiner shows up tomorrow.
Stays Current, Year After Year
Your program renews automatically, aligned with a practical annual training cycle many regulated businesses follow. Updated content and certificates are handled by the platform.
See the actual portal before you spend a dollar.
Traditional consultants make you book a call and wait weeks before you see anything. With Soflo, explore the live admin portal right now: no login, no demo request, no commitment.
What Clients Say About
Working With Soflo
See the platform your peers are talking aboutView Live Demo
As an AML/BSA Manager overseeing transaction monitoring, SAR investigations, and regulatory compliance, I know how critical it is to work with consultants who truly understand the operational side of financial crime compliance. Soflo Consulting brings that depth. Their guidance has been instrumental in strengthening our QA/QC frameworks and ensuring our team stays aligned with BSA, OFAC, and FinCEN requirements.
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Additional Compliance & Security Training
Optional courses in fraud prevention, cybersecurity, and data protection, delivered through Simple Training Center, our online training platform.
Training delivered through SimpleTrainingCenter.com. Selecting a course opens it in a new tab.
Frequently Asked Questions
Soflo Consulting is an AML/BSA compliance platform backed by compliance professionals that delivers industry-specific employee training, BSA risk assessment support, and AML policy review or creation for regulated businesses nationwide. It is a compliance platform and services provider, not a law firm, a bank, or a CPA firm.
A complete program has five pillars: a designated BSA compliance officer, written AML policies and procedures, ongoing employee training on an annual cycle, independent testing, and customer due diligence. Soflo directly supports the policies, training, and due-diligence pillars.
AML/BSA training starts at $75 per employee per year, with volume discounts down to $35 per seat. Program Review starts at $1,800 per year and Program Creation at $3,500 per year; both are company-level services priced by industry.
No. Soflo is an AML/BSA compliance platform and services provider. It is not a law firm, a bank, a CPA firm, or a software-only company.
No. Regulated businesses can subscribe online in minutes and get instant access after purchase; there is no mandatory sales call.
Ready to Subscribe to Your
Compliance Program?
Three plans. Fixed pricing. Subscribe online in under 5 minutes. No mandatory sales call, no proposals, no waiting. Instant access from day one.
Buy Instantly Online
No mandatory sales call, no proposals. Subscribe to your compliance plan online and get immediate access, backed by compliance professionals. No waiting required.
4 Requirements, 1 Subscription
AML training, risk assessment, policy review, and audit documentation, all covered in one annual plan.
Auto-Renews Every Year
Your compliance subscription renews automatically, keeping your team certified and your program current without any manual action.