OUR CLIENT TYPES
We actively seek to partner with specific types of clients who can benefit from our expertise in global process improvement and regulatory compliance. By understanding the unique challenges faced by different businesses, we can provide tailored solutions that address their specific needs. Here are three types of clients we actively seek
Startups and Emerging Companies
We are passionate about supporting startups and emerging companies on their journey to success. We understand that these businesses often face resource constraints and must navigate complex regulatory landscapes. Our team specializes in developing innovative strategies to help startups establish efficient processes, embed new global requirements, and ensure regulatory compliance. From onboarding institutional clients to ongoing due diligence and compliance automation, we offer comprehensive consulting services that empower startups to achieve sustainable growth while mitigating risks.
Financial Institutions and FinTech Companies
Financial institutions and FinTech companies operate in a highly regulated environment. They require robust compliance programs to adhere to anti-money laundering (AML) regulations, sanctions compliance, and other financial industry standards. Our expertise in BSA AML & OFAC programs, compliance testing, and risk management allows us to assist these institutions in navigating complex regulatory requirements. We provide tailored solutions to help financial institutions and FinTech companies effectively manage risks, implement sound compliance practices, and stay ahead of evolving regulatory landscapes.
International Businesses Expanding into New Markets
Expanding into new markets presents unique challenges, particularly in terms of regulatory compliance. We actively seek to partner with international businesses seeking to enter the US, APAC, and EU/UK markets. Our consultants have in-depth knowledge of regional regulations, onboarding institutional clients, conducting due diligence, and ensuring compliance with local requirements. By leveraging our expertise, international businesses can navigate complex compliance landscapes, establish strong partnerships, and confidently expand their operations into new markets.
We actively seek to collaborate with professional service providers, including law firms, accounting firms, other consulting firms. These businesses handle sensitive client information and are subject to various regulatory requirements. We understand the importance of maintaining compliance while delivering exceptional services to clients.
As a trusted partner, we offer tailored solutions to professional service providers, assisting them in implementing robust compliance programs, conducting due diligence on clients and partners, and staying up to date with changing regulations. Our expertise in regulatory compliance, risk management, and process improvement enables us to support these service providers in meeting their compliance obligations while maintaining the highest standards of professionalism.
We understand the unique regulatory requirements and challenges faced by mortgage companies in ensuring compliance with Anti-Money Laundering (AML) regulations.
Mortgage companies, regardless of their size or structure, must have robust AML programs in place to prevent money laundering and meet regulatory obligations. Our expertise lies in assisting mortgage companies in developing and implementing effective AML programs tailored to their specific needs.
We will guide you through the intricacies of NMLS and state AML compliance, ensuring that your mortgage company meets all the necessary requirements. Our team will help you understand and navigate the specific regulations and reporting obligations set forth by the NMLS and individual states, enabling you to operate with confidence and peace of mind.
Title companies play a vital role in real estate transactions, and ensuring compliance with AML regulations is essential in preventing illicit financial activities. Our expertise lies in assisting title companies in developing and implementing robust AML programs tailored to their specific needs.
We provide comprehensive solutions to address the specific AML requirements of title companies, including customer due diligence, suspicious activity reporting, record-keeping, and compliance program development. Our team of experts understands the nuances of the title industry and can guide you through the complexities of AML regulations.